AI Act: new obli­ga­ti­ons for law firms

The AI Act does not exempt law firms eit­her. Start­ing from August 2, 2026, obli­ga­ti­ons regar­ding AI liter­acy and, for spe­ci­fic sce­na­ri­os pro­vi­ded, trans­pa­ren­cy are inde­ed appli­ca­ble. The­r­e­fo­re, law firms that use arti­fi­ci­al intel­li­gence sys­tems will also have to adopt inter­nal mea­su­res aimed at ensu­ring use that com­pli­es with the regu­la­ti­ons, the vio­la­ti­on of which can lead to sanc­tions.

In par­ti­cu­lar, law firms are clas­si­fied as “deploy­ers”, i.e., pro­fes­sio­nal users of AI sys­tems deve­lo­ped by third par­ties, and the­r­e­fo­re will have to adopt sui­ta­ble pro­ce­du­res to pro­tect cli­ent data, moni­tor pos­si­ble risks, and gua­ran­tee a respon­si­ble use of the tools.

First of all, it will be neces­sa­ry to pro­ceed with the cen­sus of the soft­ware used by the firm, iden­ti­fy­ing all plat­forms equip­ped with func­tion­a­li­ties based on arti­fi­ci­al intel­li­gence, such as, for exam­p­le, ChatGPT or Copi­lot.

Once the tools have been iden­ti­fied, it will be appro­pria­te to distin­gu­ish bet­ween inter­nal and exter­nal acti­vi­ties.

Inter­nal acti­vi­ties can include, for exam­p­le, doc­tri­nal and juris­pru­den­ti­al rese­arch. They can also include the ana­ly­sis of docu­ments and the pre­pa­ra­ti­on of con­tracts and other deeds. In the­se cases, the pro­fes­sio­nal’s respon­si­bi­li­ty is cen­tral. The results pro­du­ced by AI can­not be adopted auto­ma­ti­cal­ly. Ins­tead, they must under­go careful veri­fi­ca­ti­on and cri­ti­cal review by the pro­fes­sio­nal.

Exter­nal acti­vi­ties, on the other hand, refer to situa­tions in which the use of AI comes into cont­act with cli­ents or other sub­jects. In such situa­tions, trans­pa­ren­cy obli­ga­ti­ons take on a par­ti­cu­lar role. If a sub­ject inter­acts direct­ly with an AI sys­tem, they must be ade­qua­te­ly infor­med of this. When con­tent inten­ded for the public is gene­ra­ted or mani­pu­la­ted by AI, it must com­ply with the trans­pa­ren­cy obli­ga­ti­ons set out in the regu­la­ti­ons.

Even the docu­ments rela­ting to the con­fer­ral of the pro­fes­sio­nal man­da­te may requi­re spe­ci­fic clau­ses aimed at regu­la­ting the pos­si­ble use of AI tools, cla­ri­fy­ing that their use does not ent­ail any exemp­ti­on from pro­fes­sio­nal lia­bi­li­ty.

Second­ly, the firm will have to gua­ran­tee an ade­qua­te level of AI liter­acy for its staff.

To this end, it will be advi­sa­ble to docu­ment the trai­ning through a spe­ci­fic inter­nal regis­ter, indi­ca­ting the per­son­nel who have com­ple­ted the trai­ning, any updates car­ri­ed out, the topics and risks addres­sed during the cour­ses, and the rele­vant dates.

The objec­ti­ve is to ensu­re that the peo­p­le who use AI sys­tems in the per­for­mance of their acti­vi­ties know not only the poten­ti­al of the tools, but also the risks con­nec­ted to their use and the rela­ted regu­la­to­ry obli­ga­ti­ons.

Par­ti­cu­lar atten­ti­on must be paid to the pro­tec­tion of data and con­fi­den­ti­al infor­ma­ti­on of cli­ents. The use of AI tools can­not in fact trans­la­te into the indis­cri­mi­na­te dis­clo­sure or inser­ti­on of per­so­nal data or infor­ma­ti­on cover­ed by con­fi­den­tia­li­ty obli­ga­ti­ons.

Firms must the­r­e­fo­re adopt inter­nal pro­ce­du­res estab­li­shing what infor­ma­ti­on can be ente­red into the various sys­tems and under what cir­cum­s­tances. The use of pro­fes­sio­nal or cor­po­ra­te ver­si­ons of AI ser­vices can offer grea­ter gua­ran­tees in terms of data manage­ment, but does not eli­mi­na­te the need to car­ry out a pri­or assess­ment of the tool and its set­tings.

The sanc­tio­ning frame­work envi­sa­ged by the AI Act can reach, depen­ding on the vio­la­ti­on and the sub­ject invol­ved, par­ti­cu­lar­ly high amounts, desi­gned main­ly for lar­ge enti­ties, such as up to 15 mil­li­on euros or 3% of glo­bal tur­no­ver. For small and medi­um-sized law firms, howe­ver, any mea­su­res taken by the Data Pro­tec­tion Aut­ho­ri­ty or the pos­si­ble con­se­quen­ces from their respec­ti­ve Bar Asso­cia­ti­ons for the vio­la­ti­on of pro­fes­sio­nal and deon­to­lo­gi­cal obli­ga­ti­ons are also rele­vant.

The AI Act does not aim to pro­hi­bit or dis­cou­ra­ge the use of arti­fi­ci­al intel­li­gence in law firms. On the con­tra­ry, the objec­ti­ve is to allow its con­scious and respon­si­ble use, ensu­ring that the adop­ti­on of new tech­no­lo­gies does not lead to a reduc­tion in pro­fes­sio­nal stan­dards.